Financial Planning

FINANCIAL planning

Planning for Incapacity       

2024 Wealth management bulletin


David Hopper, JD, CTFA
Vice President
Trust Officer
(513) 228.7661
dhopper@lcnb.com
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Planning for incapacity is an essential aspect of financial and estate planning that ensures your wishes are honored and your affairs are managed effectively, even if you become unable to make decisions for yourself. Two critical tools in this planning process are trusts and powers of attorney.

A trust is a legal arrangement where one party (the trustee) holds and manages assets for the benefit of another party (the beneficiary). In the context of incapacity planning, a revocable living trust is particularly useful. It allows you to transfer assets into the trust while retaining control over them during your lifetime.

If you become incapacitated, the successor trustee you’ve designated can step in to manage the trust assets without the need for court intervention. This can help avoid the lengthy and costly process of guardianship or conservatorship. The trust can specify how and when the assets should be distributed, ensuring your wishes are followed. Additionally, because trusts of bypass probate, they can provide privacy and expedite the transfer of assets to your beneficiaries.

A power of attorney (POA) is a legal document that grants someone else the authority to make decisions on your behalf. There are different types of POAs, but for incapacity planning, a durable power of attorney is vital. This document remains in effect even if you become incapacitated. You can designate someone you trust—often a family member or close friend—to manage your financial and legal matters.

The powers granted can be broad or limited, depending on your preferences. A comprehensive POA can cover everything from paying bills and managing investments to filing taxes and selling property. By choosing a trusted agent, you ensure that your financial affairs are managed according to your preferences and values.

Using trusts and powers of attorney together provides a robust framework for incapacity planning. While a trust manages the distribution of your assets, a durable power of attorney addresses immediate financial and legal decisions. This combination allows for seamless management of your affairs without the need for court oversight, which can be time-consuming and stressful for your loved ones.

Planning for incapacity through the use of trusts and powers of attorney is a proactive way to ensure your wishes are honored and your affairs are managed effectively. By preparing these documents, you provide clarity and peace of mind for yourself and your loved ones, making it easier for them to navigate difficult times. Whether you are just starting your planning journey or reviewing existing documents, taking these steps can significantly enhance your peace of mind regarding the future.

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